Regulatory Disclosures

Last Updated: March 28, 2026

1. Company and Regulatory Status

MyAllies Trading is a trading name of Aramas GmbH, a company incorporated under the laws of Switzerland with its registered office in Zurich. Aramas GmbH operates as a financial technology provider, offering a trading platform that enables clients to access US-listed securities markets through licensed financial intermediaries.

Our Services are provided in accordance with applicable Swiss financial market legislation, including the Swiss Financial Market Infrastructure Act (FMIA), the Financial Services Act (FinSA), and the Financial Institutions Act (FinIA). We cooperate with and are subject to the oversight framework established by the Swiss Financial Market Supervisory Authority (FINMA) as applicable to our activities.

Trade execution, clearing, and custody services are provided through our licensed intermediary partners who are regulated by their respective authorities, including the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Our primary execution partner is Interactive Brokers, a registered broker-dealer and member of FINRA and SIPC.

2. Services and Scope

MyAllies Trading provides the following categories of services:

• Trading Platform Technology: A web-based, mobile, and API-accessible trading platform for placing orders in US-listed stocks and options
• Market Data: Real-time and delayed market data sourced from major US exchanges and data providers
• Research and Analytics: AI-powered market analysis, company research, portfolio analytics, and trading tools for informational purposes only
• Social Trading: Community features enabling users to share trading ideas and follow other traders' public activity
• Educational Content: Trading education, tutorials, and learning resources

MyAllies Trading does not provide:

• Investment advice, financial planning, or portfolio management recommendations
• Tax advice or tax preparation services
• Legal advice
• Custody of client funds or securities (custody is maintained by our licensed intermediary partners)
• Lending or credit services

3. Order Execution and Best Execution

We are committed to achieving the best possible results for our clients when executing orders. Our approach to order execution includes:

3.1 Execution Venues

Orders placed through our platform are routed to our execution partners, who execute them on recognized US exchanges and alternative trading systems. Execution venues may include the New York Stock Exchange (NYSE), Nasdaq, CBOE, and other registered exchanges and electronic communication networks (ECNs). The specific venue for any given order is determined by our execution partners based on the best execution factors described below.

3.2 Best Execution Factors

When routing orders, our execution partners consider the following factors:

• Price of the security and total cost of execution
• Speed of execution and likelihood of execution at the quoted price
• Size and nature of the order
• Market conditions and available liquidity
• Settlement and clearing considerations

3.3 Order Types

We support various order types including market orders, limit orders, stop orders, and stop-limit orders. Each order type carries different execution characteristics and risks. Market orders are executed at the best available price but do not guarantee a specific price. Limit orders guarantee the price but do not guarantee execution. Please refer to our order types guide for detailed information.

3.4 Payment for Order Flow

Our execution partners may receive payment for order flow from market makers and other liquidity providers. Any such arrangements are subject to regulatory requirements and must not compromise best execution obligations to clients. Details of payment for order flow arrangements are available upon request.

4. Conflicts of Interest

We maintain a conflicts of interest policy to identify, prevent, and manage potential conflicts that could affect the quality of our Services. Key areas where conflicts may arise include:

• Revenue from Trading Activity: We earn commission revenue from client trades, which could create an incentive to encourage trading activity. We mitigate this by not providing investment advice or making trading recommendations
• Payment for Order Flow: Our execution partners may receive payment for order flow, which could create a conflict between order routing decisions and client interests. We require our partners to maintain best execution obligations
• AI-Generated Content: Our AI-powered analysis tools generate market insights that could be perceived as recommendations. We clearly disclose that all AI-generated content is for informational purposes only and does not constitute investment advice
• Social Trading: Featured or promoted traders on our social trading platform may create a perception of endorsement. We disclose that showcasing traders does not constitute a recommendation and that past performance does not predict future results
• Employee Trading: Our employees and affiliates may trade securities that are also traded by our clients. We maintain internal policies restricting employee trading and requiring disclosure of personal trading activity
• Third-Party Relationships: We have commercial relationships with third-party service providers. These relationships are disclosed in our Terms of Service and do not influence the content or advice we provide

5. Client Classification

In accordance with applicable financial services regulations, we classify our clients into the following categories:

• Retail Clients: Individual investors who are not professional or institutional clients. Retail clients receive the highest level of regulatory protection, including comprehensive risk disclosures, suitability assessments, and access to complaint resolution mechanisms
• Professional Clients: Clients who meet certain experience, knowledge, and financial thresholds as defined by applicable regulations. Professional clients may have access to different products, services, or pricing. Professional classification is available upon request and subject to assessment

By default, all individual account holders are classified as retail clients. You may request reclassification by contacting our compliance team, subject to meeting the applicable qualification criteria.

6. Client Asset Protection

Client funds and securities are safeguarded through the following measures:

• Segregation: Client assets are held in segregated accounts at our licensed intermediary partners, separate from our own operational funds. Client assets cannot be used for our business purposes
• SIPC Protection: Accounts held at our US-based execution and clearing partners are protected by the Securities Investor Protection Corporation (SIPC) up to $500,000 per customer, including $250,000 for cash claims. SIPC does not protect against market losses
• Custodian Oversight: Our intermediary partners are subject to regulatory capital requirements, regular audits, and regulatory oversight by the SEC, FINRA, and other applicable authorities
• No Commingling: Client funds are never commingled with our operating capital. We maintain strict separation between client assets and our corporate treasury

7. Complaints and Dispute Resolution

We are committed to resolving client complaints fairly, promptly, and transparently. Our complaint handling process is as follows:

• Step 1 -- Submit Your Complaint: Contact our support team at complaints@myallies.com with a description of your concern and any relevant supporting documentation
• Step 2 -- Acknowledgment: We will acknowledge receipt of your complaint within two (2) business days
• Step 3 -- Investigation: Our compliance team will investigate your complaint thoroughly and may request additional information
• Step 4 -- Resolution: We will provide you with a written response within thirty (30) calendar days of receipt. If additional time is needed, we will inform you of the reason and expected timeline
• Step 5 -- Escalation: If you are not satisfied with our response, you may escalate your complaint to the Swiss Banking Ombudsman or to the relevant regulatory authority. For complaints related to trade execution, you may also contact FINRA through their complaint process

8. Business Continuity

We maintain a comprehensive Business Continuity Plan (BCP) to ensure that our Services remain available in the event of significant business disruptions. Our BCP addresses:

• Data center redundancy and geographic distribution
• Automated failover systems for critical platform components
• Regular backup procedures for all client data and trading records
• Disaster recovery testing conducted at least annually
• Communication protocols for notifying clients of service disruptions
• Alternative order entry methods in case of primary platform unavailability

A summary of our Business Continuity Plan is available upon request. In the event of a material disruption, information and updates will be posted on our website and communicated via email.

9. Reporting and Record Keeping

We maintain comprehensive records in accordance with applicable regulatory requirements:

• Trade Records: All orders, executions, modifications, and cancellations are recorded and retained for a minimum of ten (10) years
• Client Records: Account opening documentation, identity verification records, and correspondence are retained for the legally required period
• Transaction Reporting: We comply with applicable transaction reporting requirements, including reporting to relevant regulatory authorities as required by law
• Tax Reporting: We provide clients with annual tax reporting documents as required by applicable law, including US tax forms (e.g., 1099-B) where applicable through our clearing partners
• Suspicious Activity Reporting: We file suspicious activity reports (SARs) with relevant authorities as required by anti-money laundering regulations

10. Regulatory Contacts

For regulatory inquiries or concerns, you may contact the following authorities:

• Swiss Financial Market Supervisory Authority (FINMA)
  Laupenstrasse 27
  3003 Bern, Switzerland
  Website: www.finma.ch
• Swiss Banking Ombudsman
  Bahnhofplatz 9
  8001 Zurich, Switzerland
  Website: www.bankingombudsman.ch
• Financial Industry Regulatory Authority (FINRA)
  1735 K Street NW
  Washington, DC 20006, USA
  Website: www.finra.org
• Securities Investor Protection Corporation (SIPC)
  1667 K Street NW, Suite 1000
  Washington, DC 20006, USA
  Website: www.sipc.org

Contact Us

For questions about our regulatory disclosures, please contact our compliance team:

Aramas GmbH
Compliance Department
Zurich, Switzerland
Email: compliance@myallies.com